|
the
implementation of a compliance function |
|
regulatory
requirements applicable to your (new) products and services |
|
impact
of new legislation on your business e.g. the FAIS and FIC Acts |
|
compliance
planning |
|
compliance
policies and procedures |
|
monitoring
and review requirements |
|
reporting
and follow-up procedures |
|
training
of employees and management i.r.o. compliance requirements |
|
training
of Compliance Officers |
|
liaison
and interaction with regulators |
|
applications
to regulators |
|
regulatory
investigations |
|
statutory
reporting |
|
etc. |