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Compliance Consulting offers you a consulting service i.r.o. any aspect of compliance risk management including:

the implementation of a compliance function
regulatory requirements applicable to your (new) products and services
impact of new legislation on your business e.g. the FAIS and FIC Acts
compliance planning
compliance policies and procedures
monitoring and review requirements
reporting and follow-up procedures
training of employees and management i.r.o. compliance requirements
training of Compliance Officers
liaison and interaction with regulators
applications to regulators
regulatory investigations
statutory reporting
etc.
 

We assist management with crisis management including regulatory investigations and rule breaches. Consult with us before you launch new products, services or systems i.r.o. the regulatory requirements.

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